John Michael Lapilusa

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → 10/2019
  1St Global Capital Corp.
  Springfield, NJ
• 03/2006 → 10/2019
  1St Global Advisors, Inc
  Springfield, NJ
• 01/2014 → Present
  O'COnnor, Davies, Llp
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Cranford, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Cranford, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2005 → 09/2025
  Avantax Insurance Agency, Llc.
  Cranford, NJ

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Cranford, NJ
• 2006-03-08 → 2019-10-25
  1St Global Advisors Inc
  Cranford, NJ

Other Businesses

1) THE J.J.P. AND I.P. 2010 FAMILY TRUST POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2010 ADDRESS: Cranford NJ 07016, United States DESCRIPTION: Receive donor remittance to the trust, pay annual life insurance premiums 2) PEACE CARE INC. POSITION: Secretary, Trustee NATURE: Volunteer position-Parent organization of 2 not for profit nursing homes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 198 Old Bergen Road, Jersey City NJ 07305, United States DESCRIPTION: Secretary, trustee no check signing authority 3) TRUSTEE F FBO LAPILUSA FAMILY TRUSTS POSITION: TRUSTEE NATURE: Various LaPilusa Family Related trusts held by First Global INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2010 ADDRESS: PKFOD, LLP, Cranford NJ 07016, United States DESCRIPTION: Trustee

Exams

• S66 Uniform Combined State Law Examination
  2002-12-18