Derek Wesley Howard

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 12/2016
  Pruco Securities Llc
  Metairie, LA
• 08/2016 → 03/2018
  Livingston Parish School System
  Livingston, LA
• 11/2016 → 03/2018
  Ohio National Financial Services
  Baton Rouge, OH
• 04/2017 → 03/2018
  The O.N. Equity Sales Company
  Baton Rouge, LA
• 03/2018 → 07/2019
  Morgan Stanley
  Baton Rouge, LA
• 03/2018 → 07/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2019 → 01/2021
  Edward Jones
  St.LOuis, MO
• 01/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2019-08-01 → 2021-01-11
  Edward Jones
  Baton Rouge, LA
• 2018-03-19 → 2019-07-22
  Morgan Stanley
  Baton Rouge, LA

Other Businesses

the name of the other business; Fora Travel whether the business is investment-related; No the address of the other business; 10013 the nature of the other business; Travel Industry your position; Contractor title, or relationship with the other business; Contractor the start date of your relationship; 9/1/2025 the approximate number of hours/month you devote to the other business; 8 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; It is a travel booking service that you earn commissions off of trips you book for other people. I would maintain a website, and work with friends/family to book trips. I would not talk to any Fisher clients, or market to Fisher clients. I am mostly interested based on how much my significant other and I travel. We would save the annual participation fee on the trips we book alone. Uber; Non-Investment Related; Driver; Started: 11/1/2024 16 hours per week outside of securities trading hours

Exams

• S66 Uniform Combined State Law Examination
  2017-11-04