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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-12
WI RA APPROVED 2022-10-13
  • NH RA
    APPROVED
    Since 2023-10-12
  • WI RA
    APPROVED
    Since 2022-10-13

Branch Locations

1230 Rt 16, Ossipee, NH 03864 • United States

Neenah, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Neenah WI 05/2018 Present
Thrivent Financial Appleton WI 11/2016 09/2023
Natural Healthy Concepts Appleton WI 06/2013 11/2016
Thrivent Financial Appleton WI 09/2023 Present
  • 05/2018 → Present
    Neenah, WI
  • 11/2016 → 09/2023
    Thrivent Financial
    Appleton, WI
  • 06/2013 → 11/2016
    Natural Healthy Concepts
    Appleton, WI
  • 09/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2018-06-08
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2018-06-08

View on SEC IAPD

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