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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-02 |
| CA | RA | APPROVED | 2009-05-01 |
Branch Locations
3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Westlake Village | CA | 04/2009 | Present |
1)CONEJO LAS VIRGENES FUTURE FOUNDATION, 4232 LAS VIRGENES RD., CALABASAS, CA, COMMUNITY THINK TANK ORGANIZATION,DEVOTE 20 HRS PER MONTH AND 4 HRS DURING BUSINESS HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-29 |
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