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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
| VA | RA | APPROVED | 2026-03-13 |
Branch Locations
1 Park West Circle Suite 308, Midlothian, VA 23114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 10/2016 | 02/2018 |
| Follett Higher Education Group | Midlothian | VA | 08/2014 | 10/2016 |
| Raymond James Financial Services, Inc. | Midlothian | VA | 02/2018 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Midlothian | VA | 02/2018 | 03/2026 |
| Steward Partners Global Advisory, Llc | Midlothian | VA | 02/2018 | 03/2026 |
| Steward Partners Investment Solutions, Llc | Midlothian | VA | 05/2022 | 03/2026 |
| Raymond James Financial Services, Inc. | Midlothian | VA | 03/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Midlothian | VA | 03/2026 | Present |
(1)Name of Business: Godfrey & Spradlin Private Wealth Advisory Address: Remote Location, Richmond, VA, 23219, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/03/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth management associate, various administrative tasks, financial planning assistance, executing trades on behalf of advisors.\n (2)Name of Business: Godfrey and Spradlin Private Wealth Advisory Address: 1 Park West Circle, Suite 308, Midlothian, VA, 23114, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/13/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Customer service, payroll, administrative duties, trading, financial planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
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