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Gustavo Atilio Pigurina

Ubs Financial Services Inc.

Houston, TX

CRD 3162393

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
TX RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. Mcallen TX 09/2006 Present
Ubs Financial Services Inc. Houston TX 01/2010 Present
Previous Registrations
  • 2003-05-07 → 2010-01-01
    Ubs International Inc.
    Mcallen, TX
    Coral Gables, FL
    Coral Gables, FL
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-01
  • S66 Uniform Combined State Law Examination
    2003-05-01
Other Names
  • Gustavo Atilio Pigurina

View on SEC IAPD

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