Best Investors Account Sign in

Charles Allen Young

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Trinity, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-16
TX RA APPROVED_RES 2019-06-10
  • FL RA
    APPROVED
    Since 2019-07-16
  • TX RA
    APPROVED_RES
    Since 2019-06-10

Branch Locations

2918 Little Rd, Trinity, FL 34655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Post University Waterbury CT 03/2010 06/2019
Waddell & Reed Inc Columbia SC 10/2016 11/2016
Various Insurance Carriers For W&R Insurance Agencies Lexington SC 10/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Harbor FL 06/2019 Present
Bank Of America, N.A. Palm Harbor FL 06/2019 Present
  • 03/2010 → 06/2019
    Post University
    Waterbury, CT
  • 10/2016 → 11/2016
    Waddell & Reed Inc
    Columbia, SC
  • 10/2016 → 11/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Lexington, SC
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palm Harbor, FL
  • 06/2019 → Present
    Bank Of America, N.A.
    Palm Harbor, FL
Previous Registrations
  • 2017-04-27 → 2017-06-20
    Waddell & Reed
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Charles Allen Young
  • Charles Young
  • Charles A Young
  • Charles A Young

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J. W. COLE ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Other Investors

JOHN TIMOTHY COAKLEY
Jack T Halvorsen
DANIEL SCOTT RAMSEY
KENNETH PAUL CARRUBA
THOMAS HALVORSEN
Lindsey Marissa Kuklin
George Alexander Compton
Daniel Ventura

Other Offices

LPL FINANCIAL LLC · TRINITY, FL
SANCTUARY ADVISORS, LLC · Trinity, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Trinity, FL
J. W. COLE ADVISORS, INC. · Trinity, FL
CETERA INVESTMENT ADVISERS LLC · TRINITY, FL
RAYMOND JAMES & ASSOCIATES, INC. · Trinity, FL
AMERIPRISE FINANCIAL SERVICES, LLC · New Port Richey, FL
EDWARD JONES · Trinity, FL

More in Trinity, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor