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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-17 |
| NC | RA | APPROVED | 2026-02-12 |
| NY | RA | APPROVED | 2023-01-18 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | New York | NY | 10/2016 | 11/2018 |
| Lidac | Great Neck | NY | 06/2016 | 09/2016 |
| Royal Alliance Associates, Inc. | New York | NY | 11/2018 | 12/2022 |
| Lpl Financial Llc | Yaphank | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
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