Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-22
MS RA APPROVED 2021-12-01
TX RA APPROVED 2021-12-01
  • TN RA
    APPROVED
    Since 2024-05-22
  • MS RA
    APPROVED
    Since 2021-12-01
  • TX RA
    APPROVED
    Since 2021-12-01

Branch Locations

1000 Highland Colony Pkwy Suite 5203, Ridgeland, MS 39157 • United States

3102 West End Ave. American Center, Ste. 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Company Nashville TN 08/1998 11/2018
Signator Investors, Inc. Nashville TN 08/1998 11/2018
Royal Alliance Associates, Inc. Nashville TN 11/2018 12/2021
Cambridge Investment Research, Inc. Fairfield IA 12/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2021 Present
  • 08/1998 → 11/2018
    John Hancock Mutual Life Insurance Company
    Nashville, TN
  • 08/1998 → 11/2018
    Signator Investors, Inc.
    Nashville, TN
  • 11/2018 → 12/2021
    Royal Alliance Associates, Inc.
    Nashville, TN
  • 12/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2021-12-03
    Nashville, TN
    Madison, MS
  • 2004-03-29 → 2018-11-02
    Signator Investors, Inc.
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
Other Businesses

1) ATLANTIS WEALTH, Madison MS 39110, 06/2006, Certified Financial Planning, Managed Money, Annuities, Life and LTC Insurance, Using Trade name/DBA, INV-REL, 200 HR/MO - 200 HR/MO TRADING. 2) ATLANTIS WEALTH, 113 EDENBERG BND MADISON MS 39110, 09/2023, OWNER, DBA, INV REL, 200 HR/MO 200 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-20
S63 Uniform Securities Agent State Law Examination 1998-12-22
  • S65 Uniform Investment Adviser Law Examination
    2006-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-12-22
Designations
  • Certified Financial Planner
Other Names
  • Christy Rachelle Robinson
  • Christy Rachelle Combest

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Ridgeland, MS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor