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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-22 |
| MS | RA | APPROVED | 2021-12-01 |
| TX | RA | APPROVED | 2021-12-01 |
Branch Locations
1000 Highland Colony Pkwy Suite 5203, Ridgeland, MS 39157 • United States
3102 West End Ave. American Center, Ste. 400, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Company | Nashville | TN | 08/1998 | 11/2018 |
| Signator Investors, Inc. | Nashville | TN | 08/1998 | 11/2018 |
| Royal Alliance Associates, Inc. | Nashville | TN | 11/2018 | 12/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2021 | Present |
1) ATLANTIS WEALTH, Madison MS 39110, 06/2006, Certified Financial Planning, Managed Money, Annuities, Life and LTC Insurance, Using Trade name/DBA, INV-REL, 200 HR/MO - 200 HR/MO TRADING. 2) ATLANTIS WEALTH, 113 EDENBERG BND MADISON MS 39110, 09/2023, OWNER, DBA, INV REL, 200 HR/MO 200 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-22 |
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