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Catherine Ann Lane

Steward Partners Investment Advisory, LLC

Stamford, CT

Easley, SC

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-27
TX RA APPROVED_RES 2025-10-22
  • SC RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED_RES
    Since 2025-10-22

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

704 Brushy Creek Road, Easley, SC 29642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc West Hartford CT 10/2016 02/2024
Central Connecticut State University New Britian CT 05/2016 12/2023
Woodforest National Bank The Woodlands TX 01/2025 10/2025
Steward Partners Global Advisors, Llc Easley SC 10/2025 Present
Steward Partners Investment Advisory, Llc Easley SC 10/2025 Present
Steward Partners Investment Solutions, Llc Easley SC 10/2025 Present
Unemployed Seneca SC 03/2024 12/2024
  • 10/2016 → 02/2024
    Ameriprise Financial Services, Llc
    West Hartford, CT
  • 05/2016 → 12/2023
    Central Connecticut State University
    New Britian, CT
  • 01/2025 → 10/2025
    Woodforest National Bank
    The Woodlands, TX
  • 10/2025 → Present
    Steward Partners Global Advisors, Llc
    Easley, SC
  • 10/2025 → Present
    Steward Partners Investment Advisory, Llc
    Easley, SC
  • 10/2025 → Present
    Steward Partners Investment Solutions, Llc
    Easley, SC
  • 03/2024 → 12/2024
    Unemployed
    Seneca, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-17
  • S66 Uniform Combined State Law Examination
    2022-09-17
Other Names
  • Catherine Ann Lane
  • Catherine Lane

View on SEC IAPD

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