Best Investors Account Sign in

Courtney Joy Wasowicz

Cetera Investment Advisers LLC

Saint Paul, MN

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-14
WI RA APPROVED 2023-09-12
  • MN RA
    APPROVED
    Since 2023-09-14
  • WI RA
    APPROVED
    Since 2023-09-12

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 09/2007 08/2023
Securian Financial Services Inc St. Paul MN 02/2018 08/2023
Securian Financial Services Inc St. Paul MN 10/2016 02/2018
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
  • 09/2007 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 02/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 10/2016 → 02/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26
Other Names
  • Courtney Joy Klanderman
  • Courtney Wasowicz

View on SEC IAPD

Other Firms

CLEARWATER MANAGEMENT CO., INC.
FIDUCIARY COUNSELLING INC
MAIRS & POWER
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

More in Saint Paul, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor