Best Investors Account Sign in

Holly M Gatto

Charles Schwab & Co., Inc.

Indianapolis, IN

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-11-06
  • IN RA
    APPROVED
    Since 2017-11-06

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Indianapolis IN 09/2016 05/2017
Mml Investors Services Indianapolis IN 11/2016 05/2017
Golfsmith International Indianapolis IN 04/2007 09/2016
Charles Schwab & Co., Inc. Indianapolis IN 10/2017 Present
Duluth Trading Company Noblesville IN 02/2017 Present
  • 09/2016 → 05/2017
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 11/2016 → 05/2017
    Mml Investors Services
    Indianapolis, IN
  • 04/2007 → 09/2016
    Golfsmith International
    Indianapolis, IN
  • 10/2017 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 02/2017 → Present
    Duluth Trading Company
    Noblesville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-04
S63 Uniform Securities Agent State Law Examination 2017-01-19
  • S65 Uniform Investment Adviser Law Examination
    2017-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-01-19
Other Names
  • Holly Gatto
  • Holly Michelle Gatto

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor