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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Fort Worth | TX | 11/2016 | 07/2017 |
| Amon Carter Museum Of American Art | Fort Worth | TX | 06/2012 | 01/2017 |
| Foresters Financial Services | Fort Worth | TX | 07/2017 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 02/2020 |
| Cetera Investment Advisers Llc | Fort Worth | TX | 01/2020 | 12/2020 |
| Lpl Financial | Fort Worth | TX | 03/2021 | Present |
1. 07/19/2023 - Lindsey Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/31/2023 - 160 Hours Per Month/ 140 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-27 |
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