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Matthew Ryan Lindsey

LPl Financial LLC

Fort Worth, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-18
  • TX RA
    APPROVED
    Since 2021-03-18

Branch Locations

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Fort Worth TX 11/2016 07/2017
Amon Carter Museum Of American Art Fort Worth TX 06/2012 01/2017
Foresters Financial Services Fort Worth TX 07/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 02/2020
Cetera Investment Advisers Llc Fort Worth TX 01/2020 12/2020
Lpl Financial Fort Worth TX 03/2021 Present
  • 11/2016 → 07/2017
    Foresters Financial Services
    Fort Worth, TX
  • 06/2012 → 01/2017
    Amon Carter Museum Of American Art
    Fort Worth, TX
  • 07/2017 → 06/2019
    Foresters Financial Services
    Fort Worth, TX
  • 06/2019 → 02/2020
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2020 → 12/2020
    Fort Worth, TX
  • 03/2021 → Present
    Lpl Financial
    Fort Worth, TX
Previous Registrations
Other Businesses

1. 07/19/2023 - Lindsey Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/31/2023 - 160 Hours Per Month/ 140 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-06
S63 Uniform Securities Agent State Law Examination 2017-01-27
  • S65 Uniform Investment Adviser Law Examination
    2020-01-06
  • S63 Uniform Securities Agent State Law Examination
    2017-01-27

View on SEC IAPD

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