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Daniel M Wiegner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

O'FAllon, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
MO RA APPROVED 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-30
  • MO RA
    APPROVED
    Since 2024-09-27

Branch Locations

110 Fallon Loop Rd, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fitzpatrick Pharmacy Inc. Ellisville MO 01/2009 10/2016
Scottrade, Inc St. Louis MO 10/2016 09/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 12/2022
Charles Schwab And Co., Inc. St. Louis MO 12/2022 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Louis MO 08/2024 Present
Fitzpatrick Pharmacy Inc. Ellisville MO 10/2016 Present
Bank Of America, N.A. Saint Louis MO 09/2024 Present
  • 01/2009 → 10/2016
    Fitzpatrick Pharmacy Inc.
    Ellisville, MO
  • 10/2016 → 09/2018
    Scottrade, Inc
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St. Louis, MO
  • 12/2022 → 08/2024
    Charles Schwab And Co., Inc.
    St. Louis, MO
  • 08/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Saint Louis, MO
  • 10/2016 → Present
    Fitzpatrick Pharmacy Inc.
    Ellisville, MO
  • 09/2024 → Present
    Bank Of America, N.A.
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S63 Uniform Securities Agent State Law Examination 2016-12-16
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S63 Uniform Securities Agent State Law Examination
    2016-12-16
Other Names
  • Dan Wiegner
  • Dan M Wiegner
  • Daniel Wiegner

View on SEC IAPD

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