Leonidas Clyde Vaughan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 05/2024
  Raymond James Financial Services, Inc.
  Brentwood, TN
• 02/2012 → 05/2024
  Raymond James Financial Services Advisors Inc.
  Brentwood, TN
• 07/2012 → 11/2016
  Lazy Acres, Llc
  Nashville, TN
• 02/2012 → Present
  Cova Wealth Management
  Brentwood, TN
• 04/2016 → 05/2024
  Mass Mutual
  Brentwood, TN
• 02/2012 → Present
  Cvwm Llc
  Brentwood, TN
• 05/2024 → Present
  Lpl Financial Llc
  Brentwood, TN

Previous Registrations

• 2012-02-27 → 2024-05-31
  Raymond James Financial Services Advisors, Inc
  Brentwood, TN
• 2003-09-26 → 2012-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brentwood, TN
  Nashville, TN
  Brentwood, TN
• 2003-07-01 → 2003-10-10
  Wells Fargo Clearing Services, Llc
  Brentwood, TN
• 2001-05-25 → 2003-07-01
  Prudential Equity Group, Llc
  Brentwood, TN

Other Businesses

1) 05/08/2024 - Notary - TN 37027 - Investment related - Start date: 05/15/2012. 2) 05/08/2024 - Lazy Acres LLC - Business Entity For Tax/Investment Purposes Only - TN 37205 - Non investment related - 0% Time spent - Start date: 01/10/2010. 3) 05/08/2024 - Rental Property (Lazy Acres Sewanee House) - Real Estate Rental - owner - TN 38569 - Investment related - 0% Time spent - Start date: 01/10/2010. 4) 05/08/2024 - Cova Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 05/09/2024 - CVWM LLC - Business Entity For Tax/Investment Purposes Only - LLC that operate under DBA COVA Wealth Management - TN 37027 - Non investment related - 160 Hours per month - Start date: 02/12/2012.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-30
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Designations

• Certified Financial Planner

Other Names

• Lee Vaughan
• Lee Clyde Vaughan
• Leonidas Clyde Vaughan
• Leonidas C Vaughan