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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-08-27
  • GA RA
    APPROVED
    Since 2020-08-27

Branch Locations

620 Spring Street Se, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployment Braselton GA 03/2015 10/2016
Raymond James Financial Services, Inc Gainsville GA 10/2016 06/2018
Raymond James Financial Services, Inc Gainsville GA 06/2018 Present
  • 03/2015 → 10/2016
    Unemployment
    Braselton, GA
  • 10/2016 → 06/2018
    Raymond James Financial Services, Inc
    Gainsville, GA
  • 06/2018 → Present
    Raymond James Financial Services, Inc
    Gainsville, GA
Other Businesses

(1)Name of Business: Stribling~Whalen Financial Group Address: 620 Spring Street SE, Gainesville, GA, 30501, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Service Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-04
  • S66 Uniform Combined State Law Examination
    2020-08-04
Other Names
  • Cindy Disharoon
  • Cindy Braswell
  • Cindy Casey

View on SEC IAPD

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