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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-06
IN RA APPROVED 2018-12-05
  • IL RA
    APPROVED
    Since 2019-11-06
  • IN RA
    APPROVED
    Since 2018-12-05

Branch Locations

808 Vale Park Road, Valparaiso, IN 46383 • United States

56 South Washington Street, Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Merrillville IN 12/2014 Present
Fifth Third Securities Merrillville IN 09/2016 Present
  • 12/2014 → Present
    Fifth Third Bank
    Merrillville, IN
  • 09/2016 → Present
    Fifth Third Securities
    Merrillville, IN
Other Businesses

Ebay - online retailer - personal item sales - seller - 5 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-05
S63 Uniform Securities Agent State Law Examination 2016-11-16
  • S65 Uniform Investment Adviser Law Examination
    2018-12-05
  • S63 Uniform Securities Agent State Law Examination
    2016-11-16

View on SEC IAPD

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