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David Michael France

Oppenheimer & Co. Inc.

Leawood, KS

Topeka, KS

CRD 3162250

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-20
NM RA APPROVED 2012-03-19
KS RA APPROVED 2012-03-09
  • TX RA
    APPROVED_RES
    Since 2016-09-20
  • NM RA
    APPROVED
    Since 2012-03-19
  • KS RA
    APPROVED
    Since 2012-03-09

Branch Locations

Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States

First National Tower 534 South Kansas Avenue, Topeka, KS 66603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenhime & Co Inc Topeka KS 03/2012 Present
  • 03/2012 → Present
    Oppenhime & Co Inc
    Topeka, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-29
S63 Uniform Securities Agent State Law Examination 1999-03-01
  • S65 Uniform Investment Adviser Law Examination
    2001-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-03-01

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC

Nearby Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON

Nearby Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

More in Leawood, KS

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