Matthew J Thoman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 12/2011 → 12/2019
  Bank Of America, N.A.
  Beverly Hills, CA
• 12/2019 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2011-11-30 → 2019-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Beverly Hills, CA
• 2009-06-01 → 2011-12-19
  Morgan Stanley
  Los Angeles, CA
  Beverly Hills, CA
  Los Angeles, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Los Angeles, CA
• 2002-03-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Los Angeles, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-12-12
• S63 Uniform Securities Agent State Law Examination
  1999-01-04

Designations

• Certified Financial Planner

Other Names

• Matt Thoman
• Matt John Thoman