James Joseph Szykowny

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 05/2021
  Merck & Co., Inc.
  Sylvania, OH
• 09/2014 → 05/2021
  Voya Financial Advisors
  Sylvania, OH
• 07/2015 → 05/2021
  Cogent Wealth Solutions
  Holland, OH
• 05/2021 → Present
  Lpl Financial Llc
  Sylvania, OH

Previous Registrations

• 2010-11-10 → 2021-05-11
  Voya Financial Advisors, Inc.
  Toledo, OH
  Holland, OH
  Sylvania, OH
• 2004-03-02 → 2005-04-25
  Valic Financial Advisors, Inc.
  Independence, OH

Other Businesses

1)04/27/2021 - COGENT WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 2012 2)04/27/202 - INDEPENDENT INSURANCE AGENT - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2012 - 5 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-05
• S63 Uniform Securities Agent State Law Examination
  2007-10-01

Other Names

• James J Jr Szykowny