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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bofa Securities, Inc. | Waltham | MA | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waltham | MA | 06/2019 | 09/2023 |
| Td Bank N.A. | Burlington | MA | 09/2023 | 05/2025 |
| Td Private Client Wealth Llc | Burlington | MA | 09/2023 | 10/2025 |
| Td Bank N.A. | Burlington | MA | 05/2025 | 10/2025 |
| First Citizens Investor Services | Raleigh | NC | 11/2025 | Present |
| Fist Citizens Bank | Boston | MA | 11/2025 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waltham | MA | 10/2009 | 05/2019 |
| Bank Of America, N.A. | Waltham | MA | 10/2004 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-09 |
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