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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-04 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silver Point Beach Club | Atlantic Beach | NY | 06/2014 | 08/2017 |
| Northwestern Mutual | Greensboro | NC | 08/2016 | 12/2016 |
| Stifel | Garden City | NY | 08/2017 | 08/2017 |
| Stifel | Garden City | NY | 05/2018 | 08/2018 |
| Stifel, Nicolaus & Company Incorporated | Garden City | NY | 07/2019 | 03/2021 |
| High Point University | High Point | NC | 03/2016 | 05/2019 |
| Ubs Financial Services Inc. | Charlotte | NC | 06/2021 | 11/2021 |
| Robinhood Financial. Llc | Charlotte | NC | 11/2021 | 04/2022 |
| Tiaa | Charlotte | NC | 07/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-19 |
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