Courtney Lynn Mindemann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-21
WA	RA	APPROVED	2017-10-16

TX RA
APPROVED

Since 2017-11-21
WA RA
APPROVED

Since 2017-10-16

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bellevue	WA	10/2016	Present
Alvin Goldfarb Jeweler	Bellevue	WA	04/2016	10/2016

10/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA
04/2016 → 10/2016

Alvin Goldfarb Jeweler

Bellevue, WA

Other Businesses

I*4934267 Entity Type: For Profit Name of OBA: Opus Transport LLC Address: Mesa, Arizona, 85203 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 06/26/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: Opus Transport LLC is a company that transports recreational vehicles and construction equipment. Co-Owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-13

S66 Uniform Combined State Law Examination

2017-10-13

Other Names

Courtney Lynn Lenhard
Courtney Lynn Plovanic

View on SEC IAPD