Courtney Lynn Mindemann

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-21
WA	RA	APPROVED	2017-10-16

TX RA
APPROVED

Since 2017-11-21
WA RA
APPROVED

Since 2017-10-16

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bellevue	WA	10/2016	Present
Alvin Goldfarb Jeweler	Bellevue	WA	04/2016	10/2016

10/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA
04/2016 → 10/2016

Alvin Goldfarb Jeweler

Bellevue, WA

Other Businesses

I*4934267 Entity Type: For Profit Name of OBA: Opus Transport LLC Address: Mesa, Arizona, 85203 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 06/26/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: Opus Transport LLC is a company that transports recreational vehicles and construction equipment. Co-Owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-13

S66 Uniform Combined State Law Examination

2017-10-13

Other Names

Courtney Lynn Lenhard
Courtney Lynn Plovanic

View on SEC IAPD