Jason Bryan Shirk

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-10-15
CA	RA	APPROVED	1999-03-29

TX RA
APPROVED

Since 2008-10-15
CA RA
APPROVED

Since 1999-03-29

Branch Locations

4000 Macarthur Blvd Ste 600 East Tower, Newport Beach, CA 92660 • United States

Newport Coast, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Irvine	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Irvine	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Irvine, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Irvine, CA

Other Businesses

Independent Insurance Brokering; Anthem Blue Cross; 05/01/2003; / genworth; 06/19/2009; / Great West; 06/19/2009; / metropolitan life ins.; 10/26/2000; / Pacificare; 12/09/2008; / Pruco life insurance Co.; 09/19/2011; / United healthcare; 12/09/2008; / Blue Sheild of California; 10/23/2023; Health.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-03-01

S66 Uniform Combined State Law Examination

1999-03-01

Other Names

Jason Moore
Jason Bryan Shirk

View on SEC IAPD