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4807 Innovate Lane, Madison, WI 53718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-05 |
| WI | RA | APPROVED | 2017-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quarles & Brady Llp | Madison | WI | 09/2006 | 09/2016 |
| Baker Tilly Wealth Management, Llc | Madison | WI | 02/2017 | Present |
| Baker Tilly Capital, Llc | Madison | WI | 10/2016 | Present |
| Baker Tilly Municipal Advisors, Llc | Madison | WI | 10/2016 | 06/2020 |
| Baker Tilly Advisory Group, Lp | Madison | WI | 10/2016 | Present |
| Baker Tilly Investment Services, Llc | Madison | WI | 02/2019 | 12/2020 |
BAKER TILLY CAPITAL, LLC ("BTC") AND BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") ARE CONTROLLED SUBSIDIARIES OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 50% OF TIME IS SPENT AT BTC AND 50% IS SPENT AT BTWM PROVIDING COMPLIANCE SERVICES. THERE IS AN EXPENSE-SHARING AGREEMENT IN PLACE BETWEEN BTC AND BAKER TILLY, AS WELL AS BTWM AND BAKER TILLY, WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 2017-02-16 |
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