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Michael Zachary Bechard

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6715472

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-27
NC RA APPROVED 2022-05-19
TX RA APPROVED 2022-05-19
  • SC RA
    APPROVED
    Since 2022-09-27
  • NC RA
    APPROVED
    Since 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-19

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 10/2016 04/2022
Cmhc Inc. Vevay IN 08/2016 09/2016
The Vanguard Group, Inc. Charlotte NC 05/2022 Present
Vanguard Marketing Corporation Charlotte NC 05/2022 Present
Vanguard Advisers, Inc. Charlotte NC 05/2022 Present
  • 10/2016 → 04/2022
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 08/2016 → 09/2016
    Cmhc Inc.
    Vevay, IN
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2022 → Present
    Charlotte, NC
Previous Registrations
  • 2019-05-14 → 2022-04-19
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
S63 Uniform Securities Agent State Law Examination 2016-12-10
  • S66 Uniform Combined State Law Examination
    2019-05-13
  • S63 Uniform Securities Agent State Law Examination
    2016-12-10
Designations
  • Certified Financial Planner
Other Names
  • Michael Zachary Bechard
  • Michael Z Bechard
  • Michael Bechard
  • Mike Bechard

View on SEC IAPD

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