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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-24 |
| CA | RA | APPROVED | 2016-11-16 |
Branch Locations
990 W. 190Th St Ste 500, Torrance, CA 90502 • United States
5000 Birch Street #8000, Newport Beach, CA 92660-2158 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Newport Beach | CA | 10/2016 | Present |
| U.S. Army | Macdill Afb | FL | 10/2014 | 09/2016 |
| Pence Wealth Management Corporation | Newport Beach | CA | 10/2016 | Present |
1. 11/16/2016 - Real Estate Rental/ Real Estate Rental/ 1%/ 6238 Lake Arago Ave, San Diego, CA 92119 2. 11/02/2023 - United States Army Reserves - Outside/W-2 Employment - G2 - Not Investment Related - At Reported Business Location(s) - Start Date 06/16/1998 - 24 Hours Per Month/ 0 Hours During Trading 3. 11/21/2023 - Robert Mustafa - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/29/2023 - 1 Hour Per Month/ 0 Hours During Trading 4.10/01/2025-Pence Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/17/2016- 160 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-13 |
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