Dhara S Shah

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 04/2018
  Jp Morgan Secuirities Llc
  Wheaton, IL
• 10/2016 → 04/2018
  Jp Morgan Chase Bank
  Wheaton, IL
• 05/2016 → 10/2016
  Tech Voo
  Elmhurst, IL
• 06/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Schaumburg, IL
• 08/2018 → Present
  Bank Of America, N.A.
  Schaumburg, IL

Other Businesses

I*: 2457258 Entity Type: Fiduciary role Name of OBA: S. S. Address: Hatfield, Pennsylvania, 19440 Investment Related: No Position, Title, Association: Executor, Power of Attorney Employee Start Date: 06/01/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Executor, Power of Attorney for parents

Exams

• S66 Uniform Combined State Law Examination
  2018-10-29
• S63 Uniform Securities Agent State Law Examination
  2016-11-14

Other Names

• Dhara Amit Mehta
• Dhara S Shah
• Dhara Shailesh Shah
• Dhara Shah