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Carolyn Wilcox

Santander Securities LLC

Boston, MA

Taunton, MA

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-01-05
  • MA RA
    APPROVED
    Since 2018-01-05

Branch Locations

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Taunton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 09/2012 01/2018
Santander Securities, Llc Dorchester MA 01/2018 Present
Santander Bank, Na Boston MA 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 2001-10-23
  • S65 Uniform Investment Adviser Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-10-23
Other Names
  • Carolyn Delois Blackstone

View on SEC IAPD

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