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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-20 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morningstar, Inc./Morningstar Investment Management Llc | Chicago | IL | 07/2018 | 06/2022 |
| Bny Mellon Wealth Management | Chicago | IL | 06/2017 | 07/2018 |
| Butler University | Indianapolis | IN | 08/2013 | 05/2017 |
| Ima Financial Group/ Ima Advisory Svcs., Inc. | Denver | CO | 07/2022 | 12/2025 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 2021-10-01 |
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