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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
  • CA RA
    APPROVED
    Since 2026-01-20

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morningstar, Inc./Morningstar Investment Management Llc Chicago IL 07/2018 06/2022
Bny Mellon Wealth Management Chicago IL 06/2017 07/2018
Butler University Indianapolis IN 08/2013 05/2017
Ima Financial Group/ Ima Advisory Svcs., Inc. Denver CO 07/2022 12/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 01/2026 Present
  • 07/2018 → 06/2022
    Morningstar, Inc./Morningstar Investment Management Llc
    Chicago, IL
  • 06/2017 → 07/2018
    Bny Mellon Wealth Management
    Chicago, IL
  • 08/2013 → 05/2017
    Butler University
    Indianapolis, IN
  • 07/2022 → 12/2025
    Ima Financial Group/ Ima Advisory Svcs., Inc.
    Denver, CO
  • 01/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-02
S65 Uniform Investment Adviser Law Examination 2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2026-03-02
  • S65 Uniform Investment Adviser Law Examination
    2021-10-01

View on SEC IAPD

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