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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Baltimore MD 01/2017 11/2024
San Sushi Towson MD 11/2015 04/2017
Prudential Insurance Company Of America Baltimore MD 07/2017 Present
Lpl Enterprise, Llc Baltimore MD 11/2024 Present
  • 01/2017 → 11/2024
    Baltimore, MD
  • 11/2015 → 04/2017
    San Sushi
    Towson, MD
  • 07/2017 → Present
    Prudential Insurance Company Of America
    Baltimore, MD
  • 11/2024 → Present
    Baltimore, MD
Previous Registrations
  • 2017-09-20 → 2024-11-14
    Hunt Valley, MD
    Baltimore, MD
    Baltimore, MD
    Hunt Valley, MD
Other Businesses

1) 09/19/2024 - NJS Capital LLC - LLC is setup for W-2 employees and general business purposes - Business Owner - Inv Related - At Baltimore, MD - Start Date 07/01/2024 - 1hrs/mth - 1hrs/mth During Trading 2) 09/19/2024 - Nathaniel Smith - General Group Health Insurance - Non-Variable Insurance - Inv Related - At Baltimore, MD - Start Date 12/01/2021 - 1hrs/mth - 1hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-15
  • S66 Uniform Combined State Law Examination
    2017-06-15
Other Names
  • Nathaniel Smith
  • Nathaniel Joseph Smith
  • Nathan Smith

View on SEC IAPD

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