William Ray Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  Various Insurance Carriers
  Woodlands, TX
• 01/2004 → Present
  Attwood Holdings, Inc.
  The Woodlands, TX
• 10/2013 → 09/2023
  Sagepoint Financial
  The Woodlands, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  The Woodlands, TX

Previous Registrations

• 2013-10-30 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  The Woodlands, TX
• 1999-02-11 → 2013-11-01
  Waddell & Reed
  Houston, TX
  Edmond, OK

Other Businesses

HARMAN WEALTH MGT. POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 128 START DATE: 10/01/2013 ADDRESS: 1725 Hughes Landing Blvd., Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-01
• S63 Uniform Securities Agent State Law Examination
  1999-02-09

Other Names

• Billy Ray Johnson