Karl P Mongold

Current Employers

Employment History

• 06/2017 → 12/2017
  Pfs Investments Inc.
  Harrisonburg, VA
• 07/2016 → 03/2018
  Primerica Financial Services
  Harrisonburg, VA
• 02/2015 → 03/2018
  Harrisonburg City Schools
  Harrisonburg, VA
• 03/2018 → 12/2020
  Edward Jones
  St Louis, MO
• 07/2016 → 10/2017
  Leathers And Associates
  Harrisonburg, VA
• 12/2020 → 04/2025
  Ameriprise Financial Services, Llc
  Harrisonburg, VA
• 06/2025 → Present
  Lpl Financial Llc
  Harrisonburg, VA
• 06/2025 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2020-12-24 → 2025-05-01
  Ameriprise Financial Services, Llc
  Harrisonburg, VA
  Grapevine, TX
  Harrisonburg, VA
• 2018-05-14 → 2020-12-15
  Edward Jones
  Harrisonburg, VA
  Weyers Cave, VA
  St Louis, MO
  Harrisonburg, VA

Other Businesses

1- 06/13/2025 - Good Wealth Management - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Investment Related - Start date: 06/06/2025 - 160 hrs mth - 8 hrs during trading 2. 07/16/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - At reported business location(s) - Investment Related - Start date: 06/06/2025 - 160 hrs mth - 6.5 hrs during trading .. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2018-05-11
• S63 Uniform Securities Agent State Law Examination
  2017-08-03

Other Names

• Karl Phillipp Mongold
• Karl Mongold
• Karl P Mongold