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Dev Dinesh Shah

Blackrock Financial Management, Inc

Smryna, GA

New York, NY

CRD 3161938

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Employer firm

Blackrock Financial Management, Inc CRD 107105

$1.60T regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
GA RA APPROVED 2016-06-14
  • NY RA
    APPROVED
    Since 2022-02-03
  • GA RA
    APPROVED
    Since 2016-06-14

Branch Locations

Smryna, GA • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Altanta GA 07/2009 Present
  • 07/2009 → Present
    Blackrock Investments, Llc
    Altanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-30
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S66 Uniform Combined State Law Examination
    2012-04-30
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23
Other Names
  • Dev Shah

View on SEC IAPD

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