Rocky Alan Ward

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-18
NC	RA	APPROVED	2017-02-17

TX RA
APPROVED_RES

Since 2018-12-18
NC RA
APPROVED

Since 2017-02-17

Branch Locations

106 Langtree Village Dr Ste 102, Mooresville, NC 28117-7571 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2016	Present
Guru Products, Llc	Mooresville	NC	04/2016	Present

10/2016 → Present

Edward Jones

St Louis, MO
04/2016 → Present

Guru Products, Llc

Mooresville, NC

Other Businesses

Guru Products, LLC Type of business: Sales Baseball Software Mooresville, NC Start date: 4/1/2016 Partner Hours per week: 1 Hours during trading: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-16

S66 Uniform Combined State Law Examination

2016-12-16

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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