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Angelique R Harris

Edward Jones

Mooresville, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-20
NC RA APPROVED 2024-08-22
  • TX RA
    APPROVED
    Since 2025-03-20
  • NC RA
    APPROVED
    Since 2024-08-22

Branch Locations

151 Welton Way, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2024 Present
Tiaa Kaspick Charlotte NC 11/2010 12/2023
Unemployed Charlotte NC 12/2023 06/2024
  • 06/2024 → Present
    Edward Jones
    St Louis, MO
  • 11/2010 → 12/2023
    Tiaa Kaspick
    Charlotte, NC
  • 12/2023 → 06/2024
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
S63 Uniform Securities Agent State Law Examination 2001-10-18
  • S66 Uniform Combined State Law Examination
    2024-08-20
  • S63 Uniform Securities Agent State Law Examination
    2001-10-18
Designations
Other Names
  • Angelique R. Harris
  • Angelique Riki Harris

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD
MICHAEL FRANKLIN KLENCK

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Mooresville, NC

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