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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED | 2024-01-04 |
Branch Locations
201 E Liberty St, Ste 100B, Wooster, OH 44691 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2016 | 01/2024 |
| Comcast | Everett | WA | 05/2016 | 10/2016 |
| Lpl Financial Llc | Wooster | OH | 01/2024 | Present |
1)12/12/2023 - Cascade Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 2) 06/18/2024 - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/15/2024 - 40 Hrs/Mo; 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-17 |
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