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Nathan Gaubatz

Walser Wealth Management Company, A Limited Liability Company

Tampa, FL

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Current Employers
Walser Wealth Management Company, A Limited Liability Company

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-14
  • FL RA
    APPROVED
    Since 2025-08-14

Branch Locations

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 02/2018
Stetson University Deland FL 07/2016 10/2016
Fidelity Brokerage Services Llc Jacksonville FL 03/2018 03/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2021
Dws Group Jacksonville FL 03/2021 09/2021
Fidelity Investments Tampa FL 09/2021 08/2025
Fidelity Investments Boston MA 03/2025 08/2025
Walser Wealth Management Company Tampa FL 08/2025 Present
  • 10/2016 → 02/2018
    Edward Jones
    St Louis, MO
  • 07/2016 → 10/2016
    Stetson University
    Deland, FL
  • 03/2018 → 03/2021
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 07/2018 → 03/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2021 → 09/2021
    Dws Group
    Jacksonville, FL
  • 09/2021 → 08/2025
    Fidelity Investments
    Tampa, FL
  • 03/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    Walser Wealth Management Company
    Tampa, FL
Previous Registrations
  • 2025-03-31 → 2025-08-14
    Strategic Advisers Llc
    St Petersburg, FL
    Sarasota, FL
    Boston, MA
  • 2021-11-17 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    St Petersburg, FL
    Sarasota, FL
  • 2018-07-13 → 2021-03-21
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-04-16 → 2018-07-13
    Strategic Advisers Llc
    Jacksonville, FL
  • 2017-02-15 → 2018-02-20
    Edward Jones
    Deland, FL
    St. Louis, MO
    St Louis, MO
    St Louis, MO
    Deland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
  • S66 Uniform Combined State Law Examination
    2017-02-13
Designations
Other Names
  • Nate William Gaubatz
  • Nate Gaubatz
  • Nathan William Gaubatz
  • Nathan Gaubatz

View on SEC IAPD

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