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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16

Branch Locations

Wentzville, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 01/2022
Verizon Wireless Weldon Spring MO 08/2005 10/2016
Aim Financial Solutions Llc Wentzville MO 02/2022 05/2022
Cutter And Company Brokerage Inc. Ballwin MO 05/2022 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
  • 10/2016 → 01/2022
    St Louis, MO
  • 08/2005 → 10/2016
    Verizon Wireless
    Weldon Spring, MO
  • 02/2022 → 05/2022
    Aim Financial Solutions Llc
    Wentzville, MO
  • 05/2022 → 05/2025
    Cutter And Company Brokerage Inc.
    Ballwin, MO
  • 05/2025 → Present
    Dallas, TX
Previous Registrations
  • 2022-05-10 → 2025-05-16
    Cutter & Company, Inc.
    Ballwin, MO
    Wentzville, MO
  • 2017-02-17 → 2022-02-24
    St Peters, MO
    Ofallon, MO
    St Louis, MO
    Weldon Spring, MO
Other Businesses

03/01/2024 The Silver McDonough Company DBA Global Green Insurance / Not Investment Related / 6209 Mid Rivers Mall Drive, St. Peters, MO 63304 / Solicit and write new property and casualty insurance / Independent Contractor / 10 hours per week devoted to OBA, Less than 5 hours a week during business hours. CUTTER AND COMPANY BROKERAGE, INC; INVESTMENT RELATED - YES; 15415 CLAYTON RD BALLWIN, MO 63011; DBA; ADVISOR; 05/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-17
  • S66 Uniform Combined State Law Examination
    2016-12-17
Other Names
  • Shawn Murff
  • Daniel Shawn Murff

View on SEC IAPD

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