Phong Quoc Bui

Current Employers

Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-07-09

WA RA
APPROVED

Since 2024-07-09

Branch Locations

Vancouver, WA • United States

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	04/2016	07/2024
Fisher Retirement Solutions Llc	Vancouver	WA	07/2024	Present

04/2016 → 07/2024

Fisher Investments

Camas, WA
07/2024 → Present

Fisher Retirement Solutions Llc

Vancouver, WA

Previous Registrations

2017-02-01 → 2024-07-03

Fisher Investments

Plano, TX

Camas, WA

Other Businesses

Name of the other business: MGDB Distributing LLC Investment-related? NO Address of the other business: 4004 Ne 134th St, Vancouver, WA 98686 Nature of the other business: E-commerce/amazon merchandise for consumers Position, title, or relationship with the other business: Co-Owner Start date of your relationship: 06/28/2023 Approximate number of hours/month you devote to the other business: 5 Number of hours you devote to the other business during securities trading hours: 5 Duties relating to the other business: Co-Owner, E-commerce/amazon merchandise for consumers

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-31

S65 Uniform Investment Adviser Law Examination

2017-01-31

Other Names

David Bui

View on SEC IAPD