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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-22
  • TX RA
    APPROVED
    Since 2020-12-22

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Plano TX 10/2016 01/2017
The Dallas Morning News Dallas TX 11/2000 09/2016
Jpmorgan Securities Llc Plano TX 03/2018 06/2020
Unemployed Plano TX 01/2017 03/2018
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 10/2020 Present
Tiaa Lewisville TX 10/2020 Present
Unemployed Plano TX 06/2020 10/2020
  • 10/2016 → 01/2017
    Edward Jones
    Plano, TX
  • 11/2000 → 09/2016
    The Dallas Morning News
    Dallas, TX
  • 03/2018 → 06/2020
    Jpmorgan Securities Llc
    Plano, TX
  • 01/2017 → 03/2018
    Unemployed
    Plano, TX
  • 10/2020 → Present
    Lewisville, TX
  • 10/2020 → Present
    Tiaa
    Lewisville, TX
  • 06/2020 → 10/2020
    Unemployed
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-16
  • S66 Uniform Combined State Law Examination
    2018-08-16
Other Names
  • Kent Darren Booke
  • Kent D. Booke

View on SEC IAPD

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