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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-22 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Plano | TX | 10/2016 | 01/2017 |
| The Dallas Morning News | Dallas | TX | 11/2000 | 09/2016 |
| Jpmorgan Securities Llc | Plano | TX | 03/2018 | 06/2020 |
| Unemployed | Plano | TX | 01/2017 | 03/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 10/2020 | Present |
| Tiaa | Lewisville | TX | 10/2020 | Present |
| Unemployed | Plano | TX | 06/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-16 |
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