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Adam Thomas Barbee

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-21
SC RA APPROVED 2016-12-27
  • NC RA
    APPROVED
    Since 2021-12-21
  • SC RA
    APPROVED
    Since 2016-12-27

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

4501 Park Rd, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Fort Mill SC 10/2016 11/2016
Wells Fargo Bank Na Fort Mill SC 10/2015 Present
Wells Fargo Clearing Services, Llc Fort Mill SC 11/2016 Present
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Fort Mill, SC
  • 10/2015 → Present
    Wells Fargo Bank Na
    Fort Mill, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-27
S63 Uniform Securities Agent State Law Examination 2016-12-01
  • S65 Uniform Investment Adviser Law Examination
    2016-12-27
  • S63 Uniform Securities Agent State Law Examination
    2016-12-01
Other Names
  • Adam Barbee

View on SEC IAPD

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