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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

1121 E Geneva St, Delavan, WI 53115 • United States

720 N Lake Ave, Twin Lakes, WI 53181 • United States

101 E Walworth St, Elkhorn, WI 53121 • United States

303 Center St, Lake Geneva, WI 53147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Lake Geneva WI 03/2004 02/2026
U.S. Bancorp Advisors, Llc Lake Geneva WI 02/2026 Present
Previous Registrations
  • 2004-03-15 → 2026-02-13
    Saint Paul, MN
    Twin Lakes, WI
    Elkhorn, WI
    Elkhorn, WI
    Lake Geneva, WI
    Delavan, WI
    De Witt, IA
    Janesville, WI
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-16
S63 Uniform Securities Agent State Law Examination 1999-03-29
  • S66 Uniform Combined State Law Examination
    2005-08-16
  • S63 Uniform Securities Agent State Law Examination
    1999-03-29
Other Names
  • Marlo J Carpio

View on SEC IAPD

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