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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 10/2016 | 06/2024 |
| Arlington Museum Of Art | Arlington | TX | 04/2013 | 09/2016 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2024 | Present |
Name of Outside Business:Freelance Graphic Design; Investment Related:No; Address of Outside Business:Arlington, Texas; Nature of Outside Business:Other; Position:Graphic Designer; Start Date:11/7/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I am often asked to do freelance graphic design work for friends. Sometimes for non-profit groups I have contacts with.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-19 |
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