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Marco Correa Ruiz Velasco

Morgan Stanley

Richmond, TX

Houston, TX

CRD 6713792

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
  • TX RA
    APPROVED
    Since 2022-02-02

Branch Locations

Richmond, TX • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2016 10/2018
Uber Fort Worth TX 07/2016 09/2016
Ubs Financial Services Inc. Houston TX 11/2018 01/2022
Morgan Stanley Houston TX 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-14
S63 Uniform Securities Agent State Law Examination 2016-12-29
  • S65 Uniform Investment Adviser Law Examination
    2019-01-14
  • S63 Uniform Securities Agent State Law Examination
    2016-12-29
Other Names
  • Marco Correa

View on SEC IAPD

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