David Jr Alanis

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade, Inc.	Ft. Worth	TX	10/2016	05/2018
Uber Technologies	Dallas	TX	06/2016	10/2016
Tiaa-Cref Individual & Institutional Services, Llc	Lewisville	TX	05/2018	12/2019
Tiaa	Lewisville	TX	05/2018	12/2019
Td Ameritrade Investment Management, Llc	Ft. Worth	TX	07/2017	05/2018
Td Ameritrade, Inc.	Southlake	TX	01/2020	12/2022
Td Ameritrade Investment Management, Llc	Southlake	TX	01/2020	12/2022
Charles Schwab Bank, Ssb	Westlake	TX	07/2022	Present
Charles Schwab & Co., Inc.	Westlake	TX	01/2022	Present

10/2016 → 05/2018

Td Ameritrade, Inc.

Ft. Worth, TX
06/2016 → 10/2016

Uber Technologies

Dallas, TX
05/2018 → 12/2019

Tiaa-Cref Individual & Institutional Services, Llc

Lewisville, TX
05/2018 → 12/2019

Tiaa

Lewisville, TX
07/2017 → 05/2018

Td Ameritrade Investment Management, Llc

Ft. Worth, TX
01/2020 → 12/2022

Td Ameritrade, Inc.

Southlake, TX
01/2020 → 12/2022

Td Ameritrade Investment Management, Llc

Southlake, TX
07/2022 → Present

Charles Schwab Bank, Ssb

Westlake, TX
01/2022 → Present

Charles Schwab & Co., Inc.

Westlake, TX

2020-01-10 → 2023-09-07

Td Ameritrade Investment Management, Llc

Southlake, TX

Westlake, TX
2020-01-10 → 2022-10-14

Td Ameritrade, Inc.

Westlake, TX

Westlake, TX

Westlake, TX
2017-07-19 → 2018-05-25

Td Ameritrade, Inc.

Fort Worth, TX

Omaha, NE

Westlake, TX
2017-07-19 → 2018-05-25

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-14
S63	Uniform Securities Agent State Law Examination	2016-12-28

Other Firms