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Michael Ray Ritchie

Charles Schwab & Co., Inc.

Westlake, TX

CRD 6713749

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-16
  • TX RA
    APPROVED
    Since 2022-09-16

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2016 06/2024
Kohls Keller TX 10/2013 10/2016
Charles Schwab And Co., Inc. Fort Worth TX 06/2024 Present
  • 10/2016 → 06/2024
    Td Ameritrade
    Fort Worth, TX
  • 10/2013 → 10/2016
    Kohls
    Keller, TX
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    Fort Worth, TX
Previous Registrations
  • 2018-09-05 → 2022-09-26
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-09-05 → 2022-09-26
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
S63 Uniform Securities Agent State Law Examination 2016-11-18
  • S66 Uniform Combined State Law Examination
    2018-09-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-18

View on SEC IAPD

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