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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-30 |
| CA | RA | APPROVED | 2017-10-11 |
Branch Locations
24025 Park Sorrento Ste 440, Calabasas, CA 91302-4018 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Calabasas | CA | 09/2016 | 03/2020 |
| Oak & Heart | Thousand Oaks | CA | 05/2015 | 05/2026 |
| Ameriprise Financial Services, Llc | Calabasas | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 283 East Bonita Drive, , Simi Valley, CA, 93065; Not Investment-Related; 01/05/2021 / Single Family; 1313 Kathleen Drive, , Newbury Park, CA, 91320; Not Investment-Related; 04/14/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-24 |
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