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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-14
VI RA APPROVED 2019-05-14
TX RA APPROVED 2019-05-13
  • NJ RA
    APPROVED
    Since 2022-03-14
  • VI RA
    APPROVED
    Since 2019-05-14
  • TX RA
    APPROVED
    Since 2019-05-13

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte Amalie VI 10/2016 Present
Lime Tree Beach Pool Bar St. Thomas VI 03/2016 09/2016
Other Businesses

I*3800274, Entity Type: Entity For Profit, Name of OBA: STH Properties LLC, Address: Turnersville, New Jersey, 08012, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/02/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I will be the sole member of the LLC and along with my wife will manage the property. Create a LLC to purchase a second property which will occasionally be rented out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2019-05-09
Other Names
  • Todd Hess
  • Todd A Hess

View on SEC IAPD

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