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Christopher Victor Dipietro

Founders Financial Securities LLC

Towson, MD

CRD 6713196

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Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-22
  • MD RA
    APPROVED
    Since 2022-09-22

Branch Locations

1020 Cromwell Bridge Rd 2Nd Floor, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooks Financial Group Llc Towson MD 08/2016 Present
Founders Financial Securities Llc Towson MD 01/2017 Present
Other Businesses

1. FOUNDERS FINANCIAL WEALTH PARTNERS (DBA) INVESTMENT-RELATED, 1020 CROMWELL BRIDGE RD, TOWSON, MD. DBA FOR BUSINESS DONE THROUGH FFS & FFIN; DIRECTOR OF PLANNING, STARTED 8/2016, 160 HOURS PER MONTH, 140 HRS/MONTH DURING TRADING HOURS, REGISTERED REPRESENTATIVE & FINANCIAL PLANNER

Designations
  • Certified Financial Planner
Other Names
  • Chris Dipietro

View on SEC IAPD

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